Case report · Early / interceptive

Phase I Treatment of Severe Crowding, Narrow Palate, and Posterior Crossbite

Seven-year-old female with a thumb-sucking habit, skeletal Class II, 8 mm overjet, right posterior crossbite, constricted palate, and severe crowding.

Patient
Child (10 and under), female
Classification
Class II div 1
Active treatment
12 months
Published
September 16, 2026
Before and After Photos
Before and After Photos

Presentation

Chief complaint. “I want to stop sucking my thumb and fix my overjet.”

Diagnosis. Seven-year-old female with a skeletal and dental Class II malocclusion characterized by mandibular retrognathia, a hyperdivergent growth pattern, approximately 8 mm overjet, severely proclined maxillary incisors, upright to retroclined mandibular incisors, a high and constricted maxillary palate, right posterior crossbite, severe maxillary and mandibular crowding, lingually blocked-out upper right lateral incisor, blocked-out lower left canine, and mandibular midline deviation to the left. History of persistent thumb-sucking habit.

Why I chose this approach

My first priority was to help this patient stop her thumb-sucking habit—and she wanted to stop, too. The habit had contributed to a narrow upper arch, crowding, and a posterior crossbite. Phase I treatment gave us an opportunity to address both the habit and its effects while her jaws were still developing. I chose to expand the upper arch to create more room for the permanent teeth and correct the crossbite. Early correction can help eliminate a sideways shift of the lower jaw and support a more balanced developing bite. In my adult practice, I have treated patients with longstanding crossbites and facial asymmetry who wish these concerns had been addressed sooner. Once skeletal asymmetry is established, correcting the teeth alone may not fully correct the facial imbalance. I like using a mini palatal expander because it is small, less bulky, and cemented in place. For this patient, the activation period was brief, followed by several months of holding the expansion. Treating while the palatal suture is less mature gives us a valuable opportunity to widen the upper jaw itself. We also used Invisalign First with Class II elastics to reduce her overjet and improve how the upper and lower teeth fit together, without a Herbst appliance or headgear. This approach allowed us to align the teeth and guide bite correction while she was growing. Although it does not guarantee additional lower-jaw growth, reducing the prominence of protruding front teeth can help lower their risk of injury. Cooperation is an important part of why I consider this approach at this age. In my experience, younger children who are enthusiastic and comfortable following a routine can be excellent aligner and elastic wearers. With family support, treatment can fit into their daily lives with less bulky equipment. Consistent wear helps make the planned correction more achievable. My goal was to stop the habit, correct the crossbite, reduce the overjet, and create room for the permanent teeth during a useful window of growth. Addressing these concerns early gave us an opportunity to improve the foundation of her bite before the problems became more established.

Records

Initial Intraoral photosBefore — Intraoral Photos
Final Intraoral PhotosAfter — Intraoral Photos
Initial Lateral CephBefore — Lateral Ceph Radiograph
Final Lateral CephAfter — Lateral Ceph Radiograph
Initial PanoBefore — Panoramic Radiograph
Final PanoAfter — Panoramic Radiograph

Measurements

Cephalometric values before and after treatment
MeasureNormPrePost
SNA828180
SNB807374
ANB286
Wits040
SN-MP323939
U1-SN102110100
L1-MP908898
Overjet (mm)2–381
Overbite (mm)2–312

Treatment

Objectives. Skeletally expand the maxilla to correct the posterior crossbite and constricted palate, create space to alleviate crowding and allow eruption/alignment of the lateral incisors, reduce the excessive overjet and maxillary incisor proclination, eliminate the thumb-sucking habit, and establish a Class I dental relationship.

Plan. Begin Phase I treatment with a rapid palatal expander (RPE) to achieve skeletal maxillary expansion and correct the posterior crossbite. Follow with Invisalign First to level and align the arches, create and maintain space for erupting teeth, reduce the overjet, and use elastics as needed to improve the sagittal relationship toward Class I.

Appliances and materials

  • Rapid Palatal Expander — Large expander to help stop finger habit
  • Invisalign First — with Class II elastics

Progress records

2 years after Phase I treatment. All permanent teeth came in pretty well and ready for Phase II

Outcome

Successfully eliminated the thumb-sucking habit, expanded the maxillary arch, corrected the posterior crossbite, achieved a Class I relationship, reduced the overjet, and created adequate space for eruption of the permanent teeth.

Retention

  • Essix retainers with palatal coverage to be worn full time for 6 months then nighttime only

Case reports are shared with patient authorisation. Individual results vary.